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SEBI: Penalises RTA for not obtaining Certificate of Associated Persons, other lapses…
SEBI: Slaps Rs. 1-cr. penalty on entity for aiding Coffee Day Enterprises in fund-…
SEBI: Restrains Company, Directors for manipulating financial statements,…
SEBI: Penalises Investment Advisor Profit Guru for promising unrealistic-returns…
SEBI: Penalises stock-broker for failing to perform fiduciary duties owed to its…
SEBI: Imposes Rs. 37 lakh penalty on Company, directors for misrepresenting…
SEBI: Bans, imposes Rs. 5-cr. penalty on Religare Finvest ex-CEO for fraudulent…
SEBI: Penalizes 15 entities for manipulative trading in scrip of BFL Asset Finvest
SEBI: Slaps Rs. 6 lakh penalty on MCX for allowing trading by Sikkim-based clients
SEBI: Issues Informal Guidance relating to exemption from open-offer…
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Direct Tax
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