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SEBI: Cos. to comply with Industry standards on minimum information for RPT approval…
SEBI: Notifies certification mandate for AIF investment team
SEBI: Clarifies on timelines for rebalancing of MF portfolios in cases of passive breaches
Special Court SEBI: Convicts Co., Directors for floating unregistered…
SEBI: Censures GRD Securities for multiple breaches of Stock Broker norms
SEBI: Slaps Rs. 50 lakh penalty on co. for non-compliance with earlier directions
SEBI: Slaps Rs. 29 lakh penalty on India Asset Growth Fund for violating AIF…
SEBI: Slaps Rs. 50 lakh penalty on ‘Operator Group’ for executing…
SEBI: Issues Master circular on Stock Brokers
SEBI: Releases Consultation Paper on modification of Unique Client Code by Market Makers…
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