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SEBI: Issues FAQs to provide clarity on compliances by Research Analysts
SEBI: Issues Informal Guidance clarifying on investments by close-ended AIFs…
SEBI: Penalises RTA for failing to back-up client correspondences, implement…
SEBI: Rs. 5 lakh fine on stock broker for cyber security violations
SEBI: Fines Co. for entering RPT without shareholders' approval, non-updation of…
SEBI: Fines IA for conduct striking at core principles of investor protection…
SEBI allows Jane Street to restart trading, subject to conditions
SEBI: Penalizes brokerage firm Prabhudas Lilladher for client funds misuse,…
SC: SEBI empowered to recover interest on unpaid penalties from date of original order
SEBI: Adjudicatory proceedings sufficient enforcement action for 'non-…
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