( 9486 results )
Securities Appellate Tribunal
SAT: Sec. 15 JB(4) retro insertion does in RIL but SEBI rapped for "justice miscarriage"
- Citation Number : LSI-105-SAT-2014-(MUM)
Securities & Exchange Board of India
SEBI: SEBI directs Stock Exchanges to monitor delisting process of Astrazeneca, report aberrations.
- Citation Number : LSI-100- SEBI-2014-(MUM)
High Court
HC: Listed company’s shares eligible for pledging during lock-in period, subject to ICDR Regulations
- Citation Number : LSI-89-HC-2014-(MUM)
Securities & Exchange Board of India
SEBI: Clause 49 disclosures independent of Insider Trading Regulations disclosures
- Citation Number : LSI-88- SEBI-2014-(MUM)
Securities & Exchange Board of India
SEBI: SEBI Holds Merchant Banker guilty for not exercising “professional judgment” and “diligence”
- Citation Number : LSI-86- SEBI-2014-(MUM)
Securities & Exchange Board of India
SEBI: Mobilizing funds under guise of pre-booking unidentified plots requires SEBI (CIS) registration.
- Citation Number : LSI-85- SEBI-2014-(MUM)
Securities & Exchange Board of India
SEBI: Hedge fund prima-facie guilty of insider trading in L&T Finance, pattern "suspicious"
- Citation Number : LSI-84- SEBI-2014-(MUM)
Company Law Board
CLB: Serious lapses in filing cannot be rectified by Sec. 111 petition, observes malafide
- Citation Number : LSI-83-CLB-2014-(MUM)
High Court
HC: No Letter Patents jurisdiction against single judge order in company appeals
- Citation Number : LSI-82-HC-2014-(NDEL)
High Court
HC: Confirms CA 's professional misconduct guilt, places 'great weight' on ICAI finding
- Citation Number : LSI-81-HC-2014-(NDEL)
Supreme Court
SC: SC rejects conditional release of Subrata Roy, permits sale of offshore hotel properties
- Citation Number : LSI-80-SC-2014-(NDEL)
Securities & Exchange Board of India
SEBI: Slams penalty for trading on ‘false corporate announcements’, amounting to fradulent trade practice
- Citation Number : LSI-52- SEBI-2014-()
Securities Appellate Tribunal
SAT: Interprets Listing Agreement, 30 days time-gap applies to ‘two book closures’
- Citation Number : LSI-51-SAT-2014-(MUM)
Securities & Exchange Board of India
SEBI: Bars entities for GDR market manipulation; ‘Investor protection’ supreme, rejects ‘jurisdiction’ defence
- Citation Number : LSI-50- SEBI-2014-(MUM)
Securities & Exchange Board of India
SEBI: Restrains DLF & Top-management from accessing securities markets; Observes grave IPO disclosure lapses
- Citation Number : LSI-49- SEBI-2014-(MUM)
Securities & Exchange Board of India
SEBI: Orders system review of NSE, censures for non-timely response during circuit trigger
- Citation Number : LSI-48- SEBI-2014-(MUM)
Securities Appellate Tribunal
SAT: Dismisses SICOM appeal; Banks not exempted from Takeover Regulations on pledge invocation
- Citation Number : LSI-47-SAT-2014-(MUM)
Securities Appellate Tribunal
SAT: Strikes down SEBI disclosure requirement on shares “otherwise encumbered” by promoter group
- Citation Number : LSI-46-SAT-2014-(MUM)
Securities Appellate Tribunal
SAT: Quashes SEBI order based on ‘speculative' inferences; 'Discretion' begets monumental 'responsibility'
- Citation Number : LSI-45-SAT-2014-(MUM)
Securities Appellate Tribunal
SAT: Dismisses appeal, clarifies effective date of Takeover Code trigger
- Citation Number : LSI-44-SAT-2014-(MUM)