( 9315 results )
Securities & Exchange Board of India
SEBI: Penalizes stock-broker for non-segregation of clients’ funds, holds SEBI Regulation compliance mandatory
- Citation Number : LSI-170- SEBI-2014-(MUM)
Company Law Board
CLB: Non-transmission of shares to legal heir, despite probated Will a ‘gross oppression’
- Citation Number : LSI-169-CLB-2014-(MUM)
Company Law Board
CLB: Civil Court, not Tribunal right forum for forgery/fraud plea against directors
- Citation Number : LSI-167-CLB-2014-(NDEL)
Company Law Board
CLB: Directorial complaint can’t form oppression /mismanagement petition’s subject matter
- Citation Number : LSI-166-CLB-2014-(KOL)
Securities & Exchange Board of India
SEBI: Holds joint-venture participation scheme as CIS, Orders scheme winding-up, Debars company & directors
- Citation Number : LSI-163- SEBI-2014-(MUM)
Securities Appellate Tribunal
SAT: Upholds penalty on making payments to ‘sub-broker’ by non-prescribed mode
- Citation Number : LSI-162-SAT-2014-(MUM)
Company Law Board
CLB: Allows application for impleadment of parties; Distinguishes between ‘necessary party’ & ‘proper party’
- Citation Number : LSI-161-CLB-2014-(MUM)
Company Law Board
CLB: Allotment without notice is 'oppression', status quo after 24 years ‘inequitable’
- Citation Number : LSI-160-CLB-2014-(MUM)
Company Law Board
CLB: ‘Non-receipt of consideration’ no ground to reject share transfer, CLB not appropriate forum
- Citation Number : LSI-159-CLB-2014-(CHE)
Company Law Board
CLB: Holds respondent guilty under IPC for producing fabricated gift deeds & share-transfer forms
- Citation Number : LSI-158-CLB-2014-(MUM)
High Court
HC: Jignesh Shah’s bail does not affect FMC order; Grievance only by appeal
- Citation Number : LSI-157-HC-2014-(MUM)
High Court
HC: Adopts 'dignified reluctance' in specialized legislation - SARFAESI; Upholds RBI Guidelines' constitutional validity
- Citation Number : LSI-156-HC-2014-(MAD)
High Court
HC: Partially strikes down RBI's wilful defaulters circular; 'Writ' reprieve for private banks
- Citation Number : LSI-142-HC-2014-(GUJ)
Securities & Exchange Board of India
SEBI: Penalizes Category I Merchant Banker for non-disclosures, IPO proceeds diversion, non-appearance on summons.
- Citation Number : LSI-140- SEBI-2014-(MUM)
Securities & Exchange Board of India
SEBI: Restrains Transgene’s promoters/directors from accessing securities market for mis-utilization of GDR proceeds
- Citation Number : LSI-136- SEBI-2014-(MUM)
Securities Appellate Tribunal
SAT: Continual Disclosures under Insider Trading Regulations contemplates separate & independent compliance
- Citation Number : LSI-134-SAT-2014-(MUM)
Company Law Board
CLB: Offer & allotment without pre-emption, removal from directorship without notice amounts to ‘oppression’
- Citation Number : LSI-133-CLB-2014-(CHA)
Securities Appellate Tribunal
SAT: Continual Disclosures under Insider Trading Regulations contemplates separate & independent compliance
- Citation Number : LSI-120-SAT-2014-(MUM)
Securities & Exchange Board of India
SEBI: Price sensitive information 'broad concept', fines Co. for not informing order bagging: SEBI
- Citation Number : LSI-119- SEBI-2014-(MUM)
Securities & Exchange Board of India
SEBI: Imposes penalty for non-disclosure under 1997 Takeover Regulations, 2011 keeps legislature intent intact.
- Citation Number : LSI-118- SEBI-2014-(MUM)