( 8886 results )
Securities & Exchange Board of India Securities Law

SEBI: Trading suspension in shares no justification for non-disclosure of off-market transaction

Mar 09, 2015
  • Citation Number : LSI-361- SEBI-2015-(MUM)
High Court Companies Act

HC: Permits raising of contractual issues in Sec. 397/398 petition, as ‘valuable’ assets involved

Mar 09, 2015
  • Citation Number : LSI-360-HC-2015-(DEL)
Securities & Exchange Board of India Securities Law

SEBI: Directs promoters to make public announcement, rejects ‘lack of clarity’ defense

Mar 06, 2015
  • Citation Number : LSI-359- SEBI-2015-(MUM)
Company Law Board Companies Act

CLB: Directs transfer of pledged shares, rejects ‘Shylockian attitude’ & ‘forum shopping’ pleas

Mar 05, 2015
  • Citation Number : LSI-354-CLB-2015-(CHE)
Securities Appellate Tribunal Securities Law

SAT: ‘Financial duress’ no defence for non-submission of financial statements to stock exchange

Mar 02, 2015
  • Citation Number : LSI-349-SAT-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Penalises Acquirer for takeover code violation; Interprets ‘threshold’ vis-à-vis SEBI 2009 circular

Mar 02, 2015
  • Citation Number : LSI-346- SEBI-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Identifies tax evasion artifice in abnormal scrip price shoot up

Mar 02, 2015
  • Citation Number : LSI-345- SEBI-2015-(MUM)
Securities Appellate Tribunal Securities Law

SAT: Orders fresh SEBI adjudication for ‘insufficient’ show cause notice issued to appellants

Mar 02, 2015
  • Citation Number : LSI-344-SAT-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Penalises 56 entities for manipulative trade practices affecting normal price discovery mechanism

Mar 02, 2015
  • Citation Number : LSI-343- SEBI-2015-(MUM)
Company Law Board Companies Act

CLB: Proceedings at CLB ‘summary’ in nature; Can’t decide disputed share transfer petition

Mar 02, 2015
  • Citation Number : LSI-342-CLB-2015-(CHE)
Securities & Exchange Board of India Securities Law

SEBI: Cancels Sahara AMC’s Portfolio Manager certificate, cites Subrata Roy Sahara’s ‘antecedents’

Feb 27, 2015
  • Citation Number : LSI-341- SEBI-2015-(MUM)
Company Law Board Companies Act

CLB: Dismisses ‘hopelessly time barred’ petition for members register rectification; Limitation Act applicable

Feb 27, 2015
  • Citation Number : LSI-340-CLB-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: ITC’s ‘Operations Head’ low in management hierarchy, not ‘Officer’ for Insider Trading

Feb 27, 2015
  • Citation Number : LSI-339- SEBI-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: In the matter of DLF Limited and Sudipti Estates Limited

Feb 26, 2015
  • Citation Number : LSI-338- SEBI-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Slams 52 Cr penalty on DLF & top-management for sham share transaction & disclosure lapses

Feb 26, 2015
  • Citation Number : LSI-337- SEBI-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: ​​Wipro\'s Geography Head covered by Insider Trading Regulations, fined for non-disclosure

Feb 26, 2015
  • Citation Number : LSI-335- SEBI-2014-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Penalises noticee for aiding promoters in scrip manipulation, rejects ‘normal investor’ defense

Feb 26, 2015
  • Citation Number : LSI-334- SEBI-2015-(NDEL)
Securities Appellate Tribunal Securities Law

SAT: Upholds SEBI order, SCORES compliance is mandatory irrespective of company’s ‘operational status’

Feb 26, 2015
  • Citation Number : LSI-333-SAT-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Orders refund of funds mobilized with ‘assured’ returns; Rejects directors’ ‘being unaware’ defense

Feb 25, 2015
  • Citation Number : LSI-332- SEBI-2015-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: In the matter of Gujarat Arth Ltd., against Shri Sanjay Thakkar

Feb 25, 2015
  • Citation Number : LSI-331- SEBI-2015-(MUM)