( 8634 results )

SEBI: ITC’s ‘Operations Head’ low in management hierarchy, not ‘Officer’ for Insider Trading

  • Citation Number : LSI-339- SEBI-2015-(MUM)

SEBI: In the matter of DLF Limited and Sudipti Estates Limited

  • Citation Number : LSI-338- SEBI-2015-(MUM)

SEBI: Slams 52 Cr penalty on DLF & top-management for sham share transaction & disclosure lapses

  • Citation Number : LSI-337- SEBI-2015-(MUM)

SEBI: ​​Wipro\'s Geography Head covered by Insider Trading Regulations, fined for non-disclosure

  • Citation Number : LSI-335- SEBI-2014-(MUM)

SEBI: Penalises noticee for aiding promoters in scrip manipulation, rejects ‘normal investor’ defense

  • Citation Number : LSI-334- SEBI-2015-(NDEL)

SAT: Upholds SEBI order, SCORES compliance is mandatory irrespective of company’s ‘operational status’

  • Citation Number : LSI-333-SAT-2015-(MUM)

SEBI: Orders refund of funds mobilized with ‘assured’ returns; Rejects directors’ ‘being unaware’ defense

  • Citation Number : LSI-332- SEBI-2015-(MUM)

SEBI: In the matter of Gujarat Arth Ltd., against Shri Sanjay Thakkar

  • Citation Number : LSI-331- SEBI-2015-(MUM)

SEBI: Penalises acquirers & PACs for non-submission of report under Takeover Regulations to SEBI

  • Citation Number : LSI-329- SEBI-2014-(MUM)

CLB: Disallows substantive amendments to Sec. 397/398 petition changing complete ‘nature of case’

  • Citation Number : LSI-328-CLB-2014-(MUM)

HC: Orders company’s winding up as consequence of 2G licences quashing

  • Citation Number : LSI-326-HC-2015-(BOM)

HC: Dismisses writ against order under FERA, as statutory remedy under FEMA available

  • Citation Number : LSI-325-HC-2015-(DEL)

HC: Sets aside CLB’s ‘harsh’ order of replacing board with administrator, allows supervision

  • Citation Number : LSI-324-HC-2014-(KAR)

SAT: Upholds SEBI order penalizing blind person for disclosure lapses under Regulations

  • Citation Number : LSI-316-SAT-2014-(MUM)

SEBI: Restrains 152 entities from securities market, observes dubious preferential allotment & price manipulation

  • Citation Number : LSI-315- SEBI-2014-(MUM)

SAT: Upholds SEBI order; Rights issue made with ulterior motive of acquiring control

  • Citation Number : LSI-314-SAT-2014-(MUM)

SEBI: Directs refund of mobilized funds; Observes ‘public issue’ under private placement’s garb

  • Citation Number : LSI-313- SEBI-2014-(MUM)

SEBI: Accepts Bhubaneswar Stock Exchange’s voluntary exit application; Orders post exit obligations compliance

  • Citation Number : LSI-312- SEBI-2015-(MUM)

SEBI: Allows Gauhati Stock Exchange exit, orders name change & post exit obligations compliance

  • Citation Number : LSI-311- SEBI-2015-(MUM)

CLB: Upholds majority’s right to govern Co. but directs exit for minority shareholder

  • Citation Number : LSI-310-CLB-2014-(NDEL)