( 8634 results )

CLB: Disputed takeover code violation subject matter of SEBI investigation; Declines jurisdiction

  • Citation Number : LSI-459-CLB-2015-(MUM)

HC: Quashes “hopelessly time-barred” complaint for non-receipt of dividend, absent delay condonation application

  • Citation Number : LSI-456-HC-2015-(DEL)

HC: UK Co. selling Indian subsidiary for 1 GBP – “conscience shocker”; Cos Act invocable

  • Citation Number : LSI-455-HC-2015-(MAD)

SAT: SAT upholds penalty for SCORES non-registration, delay in investor grievance redressal

  • Citation Number : LSI-454-SAT-2015-(MUM)

SEBI: SEBI penalizes stock broker for fraudulent trading, misusing screen-based trading system

  • Citation Number : LSI-453- SEBI-2015-(MUM)

SEBI: SEBI bars entities from accessing market for introducing portfolio management services sans registration

  • Citation Number : LSI-452- SEBI-2015-(MUM)

SEBI: SEBI confirms interim order restraining Kelvin Fincap & Group, rules on pre-decisional hearing

  • Citation Number : LSI-451- SEBI-2015-(MUM)

CLB: Approves share allotment for medical equipment purchase; Rights issue not warranted

  • Citation Number : LSI-450-CLB-2015-(NDEL)

HC: Allows Syndicate Bank’s claim in winding-up; Casts aspersions on Official Liquidator’s conduct

  • Citation Number : LSI-449-HC-2015-(CAL)

CLB: Mere arbitration clause in MoU no ground to invoke it, MoU-implementation necessary

  • Citation Number : LSI-448-CLB-2015-(NDEL)

SEBI: Gives benefit of doubt over debentures non-conversion; HC order ambiguity to rescue

  • Citation Number : LSI-447- SEBI-2015-(MUM)

HC: Asserts inherent power to deliver substantial justice; Modifies winding-up order, rejects Tata plea

  • Citation Number : LSI-446-HC-2015-(CAL)

SEBI: Subsidiary investment write-off, ‘price sensitive’ info; CMD disowning accounting statement unacceptable

  • Citation Number : LSI-443- SEBI-2015-(MUM)

HC: Quashes Criminal proceedings for CS non-appointment, distinguishes Govt. statutory vs administrative sanction

  • Citation Number : LSI-437-HC-2014-(MAD)

SEBI: Immediate rectification bringing promoter-group below ‘open offer’ threshold still violates Takeover regulations

  • Citation Number : LSI-434- SEBI-2015-(MUM)

HC: Quashes FEMA Tribunal order; No obligation to preserve documents for ‘belated’ enquiries

  • Citation Number : LSI-431-HC-2015-(DEL)

SEBI: Revokes ban on 217-entities involved in Pyramid Saimira’s share manipulation; Refers RBI Report

  • Citation Number : LSI-427- SEBI-2015-(MUM)

SEBI: Slaps Rs. 1Cr. penalty for non-compliance of summons & non-furnishing of information

  • Citation Number : LSI-426- SEBI-2015-(MUM)

SAT: Upholds SEBI AO’s penalty order for Takeover code non-compliance; Rejects ‘non-functional’ SE defense

  • Citation Number : LSI-425-SAT-2015-(MUM)

SEBI: Restrains sub-syndicate member for 4-years, observes IPO-bid manipulation & fraudulent trade practices

  • Citation Number : LSI-424- SEBI-2015-(MUM)