( 8632 results )
Securities Appellate Tribunal
Securities Law
SAT: Upholds SEBI order penalising appellant for SCORES non-registration
Jun 10, 2015
- Citation Number : LSI-536-SAT-2015-(MUM)
Securities & Exchange Board of India
Securities Law
SEBI: Accepts Jaipur Stock Exchange’s voluntary exit application; Orders post exit obligations compliance
Jun 10, 2015
- Citation Number : LSI-535- SEBI-2015-(MUM)
Securities Appellate Tribunal
Securities Law
SAT: Rs 2 lakhs penalty ‘not excessive’ for non-obtainment of SCORES login; Dismisses appeal
Jun 09, 2015
- Citation Number : LSI-534-SAT-2015-(MUM)
Securities & Exchange Board of India
Securities Law
SEBI: Gives “benefit of doubt” to Merchant Banker as co. concealed info pre-IPO
Jun 09, 2015
- Citation Number : LSI-533- SEBI-2015-(MUM)
High Court
Companies Act
HC: Draws difficult “dividing line” between personal & corporate rights; Dismisses majority shareholders ‘derivative-action’ suit
Jun 09, 2015
- Citation Number : LSI-532-HC-2015-(CAL)
Company Law Board
Companies Act
CLB: Irrefutable right of investor to nominate director of choice; No Board discretion
Jun 08, 2015
- Citation Number : LSI-530-CLB-2015-(NDEL)
High Court
Securities Law
HC: Can’t direct SEBI to exercise ‘discretionary’ investigative powers; Acquiring shares ‘voluntary’ act
Jun 05, 2015
- Citation Number : LSI-526-HC-2015-(DEL)
Securities & Exchange Board of India
Securities Law
SEBI: Dismisses SCN alleging ‘fraudulent’ shares selling; Mere ‘probabilities’ can’t establish a charge
Jun 04, 2015
- Citation Number : LSI-525- SEBI-2015-(MUM)
High Court
Companies Act
HC: Allows investigation against impleaded party in Sec. 397/398 proceedings; Funds siphoning allegations serious
Jun 03, 2015
- Citation Number : LSI-522-HC-2015-(P & H)
Securities & Exchange Board of India
Securities Law
SEBI: Reclassifying promoters as public shareholders to meet 25% threshold gross misrepresentation
Jun 02, 2015
- Citation Number : LSI-520- SEBI-2015-(MUM)
Company Law Board
Companies Act
CLB: Director has unfettered right to resign despite co’s outstanding-liabilities; Co. refusal ill-founded
Jun 01, 2015
- Citation Number : LSI-519-CLB-2015-(CHE)
High Court
Foreign Exchange Laws
HC: Quashes FERA proceedings for two-decades unexplained delay, emphasizes ‘right to speedy trial’
May 29, 2015
- Citation Number : LSI-517-HC-2015-(DEL)
Company Law Board
Companies Act
CLB: Sec. 397/398 remedy available only to existing shareholders, not to persons long disassociated
May 28, 2015
- Citation Number : LSI-512-CLB-2015-(NDEL)
High Court
Foreign Exchange Laws
HC: Can’t enforce “colourable device” aided debenture transaction meant to circumvent FDI policy
May 27, 2015
- Citation Number : LSI-511-HC-2015-(BOM)
Securities & Exchange Board of India
Securities Law
SEBI: Despite share transfer agent’s due-diligence failure, refrains from penalty imposition
May 27, 2015
- Citation Number : LSI-509- SEBI-2015-(MUM)
Securities & Exchange Board of India
Securities Law
SEBI: Penalises target co. for annual shareholding disclosures, ‘belated’ disclosure doesn’t serve purpose
May 27, 2015
- Citation Number : LSI-508- SEBI-2015-(MUM)
Securities & Exchange Board of India
Securities Law
SEBI: Person acting in concert with acquirer collectively responsible for Takeover Regulations breach
May 27, 2015
- Citation Number : LSI-507- SEBI-2015-(MUM)
Securities & Exchange Board of India
Securities Law
SEBI: Allows Madras Stock Exchange exit, orders name change & tax compliance
May 27, 2015
- Citation Number : LSI-506- SEBI-2015-(MUM)
Securities & Exchange Board of India
Securities Law
SEBI: Bars abettor from securities market for aiding in siphoning off IPO proceeds
May 27, 2015
- Citation Number : LSI-505- SEBI-2015-(MUM)
Company Law Board
Companies Act
CLB: Insists on “locus-standi” for Sec. 237 petition; Fishing expedition by ‘stranger’ not permitted
May 25, 2015
- Citation Number : LSI-502-CLB-2015-(MUM)