( 8884 results )
Securities Appellate Tribunal Securities Law

SAT: SEBI’s 2 year inaction results restraining order modification for PFUTP Regulations & Insider Trading Code violation

Nov 23, 2016
  • Citation Number : LSI-1295-SAT-2016-(MUM)
Supreme Court Foreign Exchange Laws

SC: Sets aside Bombay HC judgment in Hubtown on ‘colourable device’ aided debenture transaction

Nov 16, 2016
  • Citation Number : LSI-1289-SC-2016-(NDEL)
Supreme Court Securities Law

SC: Dismisses Acquirer’s appeal, Rules on parameters for Open Offer withdrawal under Takeover Code

Nov 10, 2016
  • Citation Number : LSI-1283-SC-2016-(NDEL)
National Company Law Tribunal Companies Act

NCLT: Directs Transferee Co. to attend Transferor Co.’s compounding matter for not enclosing proper Annual Accounts

Nov 08, 2016
  • Citation Number : LSI-1279-NCLT-2016-(BAN)
National Company Law Tribunal Companies Act

NCLT: Imposes compounding fees for 1,620-days delay in intimating director’s appointment to Registrar

Nov 08, 2016
  • Citation Number : LSI-1278-NCLT-2016-(BAN)
National Company Law Tribunal Companies Act

NCLT: Imposes compounding fees on director for delayed intimation of share allotment

Nov 08, 2016
  • Citation Number : LSI-1277-NCLT-2016-(BAN)
Securities & Exchange Board of India Securities Law

SEBI: Observes stock-tips & investment advice without registration, issues interim restraint order

Nov 08, 2016
  • Citation Number : LSI-1276- SEBI-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Dismisses oppression-mismanagement petition for ‘racking-up’ old issues, interprets ‘limitation period’ under Cos. Act, 2013

Nov 07, 2016
  • Citation Number : LSI-1275-NCLT-2016-(NDEL)
National Company Law Tribunal Companies Act

NCLT: Observes ‘glaring’ discrepancies in minutes of meeting, cites ‘tampering of records’, directs investigation

Nov 04, 2016
  • Citation Number : LSI-1274-NCLT-2016-(NDEL)
Securities & Exchange Board of India Securities Law

SEBI: Equity holding determines ‘Control’; MD tripling stake in Merchant Banking co. requires prior-permission

Nov 02, 2016
  • Citation Number : LSI-1272- SEBI-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Levies compounding-fees for delay in holding AGM due to Regd. Office shifting & server’s technical problems

Oct 27, 2016
  • Citation Number : LSI-1269-NCLT-2016-(BAN)
National Company Law Tribunal Arbitration

NCLT: Dismisses arbitration application challenging maintainability of 397-398 petition, ‘arbitral tribunal’ inappropriate forum

Oct 27, 2016
  • Citation Number : LSI-1268-NCLT-2016-(CHE)
Securities & Exchange Board of India Securities Law

SEBI: Debars vanishing cos., promoter/directors from fund-raising & dealing in securities market for 5-years

Oct 26, 2016
  • Citation Number : LSI-1267- SEBI-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Directs refund to 214 allottees for violating IPO norms, interprets SEBI circular prescribing exit route

Oct 26, 2016
  • Citation Number : LSI-1266- SEBI-2016-(MUM)
High Court Companies Act

HC: Sec. 108 compliance not mandatory for ‘share transfer’ u/s 391-394, upholds CLB order

Oct 21, 2016
  • Citation Number : LSI-1265-HC-2016-(CAL)
Securities Appellate Tribunal Securities Law

SAT: Majority quashes SEBI’s penalty order on top Merchant Bankers for disclosure lapses in CARE’s IPO-Prospectus

Oct 20, 2016
  • Citation Number : LSI-1264-SAT-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: In respect of Merchant Bankers (in the matter IPO of CARE)

Oct 20, 2016
  • Citation Number : LSI-1263- SEBI-2014-(MUM)
National Company Law Tribunal Companies Act

NCLT: Directs compounding for failing to note director’s general notice of disclosure at board meeting

Oct 18, 2016
  • Citation Number : LSI-1262-NCLT-2016-(BAN)
Securities & Exchange Board of India Securities Law

SEBI: Issuance of equity shares by Astha Green Energy Ventures India Limited.

Oct 18, 2016
  • Citation Number : LSI-1261- SEBI-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Exempts family Trust from open-offer compliance for acquiring shares in Max Financial Services, notes succession planning

Oct 18, 2016
  • Citation Number : LSI-1260- SEBI-2016-(MUM)