( 9477 results )
Securities & Exchange Board of India
SEBI: Abstains from imposition of penalty on stock-broker for minuscule percentage of self-trades
- Citation Number : LSI-31- SEBI-2018(MUM)
Securities & Exchange Board of India
SEBI: Share transfer as loan margin not 'pledge'; Depositories Act / Regulations compliances inapplicable
- Citation Number : LSI-30- SEBI-2018(MUM)
Securities & Exchange Board of India
SEBI: Penalizes Promoter and Director for non-disclosure of change in shareholding under PIT Regulations
- Citation Number : LSI-2207- SEBI-2017(MUM)
Securities & Exchange Board of India
SEBI: Penalizes Noticee for actively facilitating market manipulation of scrip
- Citation Number : LSI-29- SEBI-2018(MUM)
Supreme Court
SC: Directs HC to not entertain NCLT/ IBC validity during pendency of Tribunals’ merger decision
- Citation Number : LSI-25-SC-2018(NDEL)
Securities & Exchange Board of India
SEBI: Penalizes Noticee for submitting misleading information regarding promoter-group entities’ share transactions
- Citation Number : LSI-22- SEBI-2018(MUM)
Supreme Court
SC: Interim award on 'limitation' appealable, no drill of Sec. 16 required
- Citation Number : LSI-21-SC-2018(NDEL)
National Company Law Tribunal
NCLT: Foils Bhushan Energy’s attempt to wriggle out of SBI’s insolvency resolution process initiation
- Citation Number : LSI-17-NCLT-2018(PB)
Securities & Exchange Board of India
SEBI: Levies penalty for transfer of pledged shares, without disclosure under SAST Regulations
- Citation Number : LSI-16- SEBI-2018(MUM)
Securities & Exchange Board of India
SEBI: Refuses to classify entity as 'Promoter' for being pledgee of promoters' shares
- Citation Number : LSI-15- SEBI-2018(MUM)
Securities & Exchange Board of India
SEBI: Penalises stock broker for non-compliance with Broker Regulations, AML guidelines
- Citation Number : LSI-14- SEBI-2018(MUM)
National Company Law Tribunal
NCLT: Non-obstante clause in S. 238 of IBC inapplicable to winding-up proceedings against Corporate Debtor
- Citation Number : LSI-13-NCLT-2018(MUM)
National Company Law Tribunal
NCLT: Admits workers’ joint insolvency petition though individual claim amount less than Rs.1 lakh
- Citation Number : LSI-12-NCLT-2018(CHE)
High Court
HC: Allows petitioner benefit under CODS Scheme despite being struck off u/s. 248
- Citation Number : LSI-11-HC-2018(DEL)
High Court
HC: Allows sale of Kingfisher Airlines assets by banks, subject to Liquidator’s supervision
- Citation Number : LSI-10-HC-2018(KAR)
Securities Appellate Tribunal
SAT: No stay of SEBI ban; Bars PW from new assignments beyond December 31, 2018
- Citation Number : LSI-8-SAT-2018(MUM)
National Company Law Tribunal
NCLT: Directs disposal of corporate debtor’s business as ‘going concern’ to save jobs
- Citation Number : LSI-7-NCLT-2018(KOL)
National Company Law Tribunal
NCLT: Dismisses S. 8 insolvency petition for want of privity of contract & locus standi
- Citation Number : LSI-6-NCLT-2018(BAN)