( 8629 results )
Securities & Exchange Board of India Securities Law

SEBI: Insider Trading Regulation not violated for non-intimation of pledge/de-pledge transaction, cites ‘technical’ default

Sep 13, 2016
  • Citation Number : LSI-1211- SEBI-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Exempts Govt. from making open-offer for capital infusion under Basel-III in Syndicate Bank

Sep 13, 2016
  • Citation Number : LSI-1210- SEBI-2016-(MUM)
Company Law Board Companies Act

CLB: Director’s resignation effective on its communication to company, refers Articles of Association

Sep 12, 2016
  • Citation Number : LSI-1209-CLB-2016-(KOL)
National Company Law Tribunal Companies Act

NCLT: Levies compounding fees on directors/Company Secretary for delay in filing resolutions with Registrar

Sep 12, 2016
  • Citation Number : LSI-1208-NCLT-2016-(HYD)
National Company Law Tribunal Companies Act

NCLT: Allows compounding application for violating ‘Loans to Directors’ provisions under Cos. Act, 1956

Sep 12, 2016
  • Citation Number : LSI-1207-NCLT-2016-(HYD)
Supreme Court Companies Act

SC: Company Court authorized to evict occupants for occupying company’s property post-revival

Sep 08, 2016
  • Citation Number : LSI-1202-SC-2016-(NDEL)
High Court Companies Act

HC: Holding minimum shareholding in company mandatory for directing investigation, upholds CLB order

Sep 07, 2016
  • Citation Number : LSI-1201-HC-2016-(DEL)
National Company Law Tribunal Companies Act

NCLT: Rejects prospective shareholder’s impleadment application in oppression/mismanagement petition

Sep 06, 2016
  • Citation Number : LSI-1200-NCLT-2016-(KOL)
National Company Law Tribunal Companies Act

NCLT: Allows compounding application despite RoC initiating criminal proceedings over woman director non-appointment

Sep 06, 2016
  • Citation Number : LSI-1199-NCLT-2016-(HYD)
Securities Appellate Tribunal Securities Law

SAT: Disclosure of ICDs in Prospectus ‘important information’ for investment decision, however reduces debarment

Sep 01, 2016
  • Citation Number : LSI-1194-SAT-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Issues ‘preventive’ interim-order for carrying portfolio management services sans registration

Sep 01, 2016
  • Citation Number : LSI-1193- SEBI-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Confirms restraint order prohibiting Merchant Banker/MD for not satisfying ‘fit and proper’ criteria

Sep 01, 2016
  • Citation Number : LSI-1192- SEBI-2016-(MUM)
High Court Companies Act

HC: Civil Court appropriate forum for examining complicated facts in share-transfer under Cos. Act, 2013

Aug 30, 2016
  • Citation Number : LSI-1190-HC-2016-(KAR)
National Company Law Tribunal Companies Act

NCLT: Imposes compounding fees on company/subscribers for delay in depositing subscription money, issuing share certificates

Aug 26, 2016
  • Citation Number : LSI-1189-NCLT-2016-(BAN)
National Company Law Tribunal Companies Act

NCLT: Levies compounding fees on company/directors for making donations beyond limits without shareholders’ sanction

Aug 26, 2016
  • Citation Number : LSI-1188-NCLT-2016-(BAN)
National Company Law Tribunal Companies Act

NCLT: Imposes compounding fees on company/officers for granting loan to WOS without prior-board approval

Aug 26, 2016
  • Citation Number : LSI-1187-NCLT-2016-(BAN)
Securities & Exchange Board of India Securities Law

SEBI: Confirms ban on 76-entities for tax evasion/illegitimate gains, clarifies meaning of ‘preferential allotment’

Aug 25, 2016
  • Citation Number : LSI-1186- SEBI-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Allows Co. to align its FY with holding co. for facilitating reporting symmetry

Aug 25, 2016
  • Citation Number : LSI-1185-NCLT-2016-(BAN)
High Court Companies Act

HC: Sec.397/398 ‘complete code’ for granting relief; Arbitration application can’t oust CLB jurisdiction

Aug 24, 2016
  • Citation Number : LSI-1184-HC-2016-(GAU)
Securities & Exchange Board of India Securities Law

SEBI: Merchant Banker liable on failure to exercise due-diligence in disclosing ‘material’ information in prospectus

Aug 23, 2016
  • Citation Number : LSI-1183- SEBI-2016-(MUM)