( 8629 results )
Securities Appellate Tribunal Securities Law

SAT: Majority quashes SEBI’s penalty order on top Merchant Bankers for disclosure lapses in CARE’s IPO-Prospectus

Oct 20, 2016
  • Citation Number : LSI-1264-SAT-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: In respect of Merchant Bankers (in the matter IPO of CARE)

Oct 20, 2016
  • Citation Number : LSI-1263- SEBI-2014-(MUM)
National Company Law Tribunal Companies Act

NCLT: Directs compounding for failing to note director’s general notice of disclosure at board meeting

Oct 18, 2016
  • Citation Number : LSI-1262-NCLT-2016-(BAN)
Securities & Exchange Board of India Securities Law

SEBI: Issuance of equity shares by Astha Green Energy Ventures India Limited.

Oct 18, 2016
  • Citation Number : LSI-1261- SEBI-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Exempts family Trust from open-offer compliance for acquiring shares in Max Financial Services, notes succession planning

Oct 18, 2016
  • Citation Number : LSI-1260- SEBI-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Condones 152-days delay in filing rectification petition, cites applicability of Limitation Act

Oct 18, 2016
  • Citation Number : LSI-1259-NCLT-2016-(BAN)
National Company Law Tribunal Companies Act

NCLT: Vikram Bakshi

Oct 18, 2016
  • Citation Number : LSI-1258-NCLT-2016-(NDEL)
National Company Law Tribunal Companies Act

NCLT: Allows conversion of private to public co. under Cos. Act, 2013

Oct 18, 2016
  • Citation Number : LSI-1257-NCLT-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Trivial issues in share-transfer can be resolved by Co. & Transferor/Transferee, directs rectification

Oct 18, 2016
  • Citation Number : LSI-1256-NCLT-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Dismisses petition for Reliance Group’s records inspection; Rules on repeal of Cos Act 1956

Oct 17, 2016
  • Citation Number : LSI-1255-NCLT-2016-(MUM)
High Court Companies Act

HC: Sanctions Sistema-RCom scheme, Rejects RD’s objection on share-valuation & Accounting Standard non-compliance

Oct 14, 2016
  • Citation Number : LSI-1254-HC-2016-(BOM)
Securities Appellate Tribunal Securities Law

SAT: Takeover Code non-compliance attracts monetary penalty, Rejects ‘financial difficulty’, ‘Sick Co.’ defense, upholds SEBI-order

Oct 14, 2016
  • Citation Number : LSI-1253-SAT-2016-(MUM)
High Court Companies Act

HC: Exonerates ‘professional director’ from criminal proceedings for accounts falsification & inadequate disclosures

Oct 14, 2016
  • Citation Number : LSI-1252-HC-2016-(GUJ)
National Company Law Tribunal Companies Act

NCLT: Permits fresh issue of preference shares for existing shares’ redemption, notes heavy losses & liquidity crunch

Oct 12, 2016
  • Citation Number : LSI-1251-NCLT-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Disposes compounding application for obtaining 2 DINs, directs data migration to original-DIN

Oct 12, 2016
  • Citation Number : LSI-1250-NCLT-2016-(NDEL)
National Company Law Tribunal Companies Act

NCLT: Directs Ricoh’s Parent co. to infuse share-capital equal to net-worth erosion caused by accounts defalcation

Oct 12, 2016
  • Citation Number : LSI-1249-NCLT-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Expert-report not ‘evidence of fact’ without oral corroboration; Distinguishes from ‘witness of fact’

Oct 12, 2016
  • Citation Number : LSI-1248-NCLT-2016-(ALLD)
Supreme Court Companies Act

SC: Dismisses Sec 397/398 petition; Strikes down share-conversion with ‘self-serving objective’, terms bonus-issue as ‘sham’

Oct 07, 2016
  • Citation Number : LSI-1243-SC-2016-(NDEL)
Securities & Exchange Board of India Securities Law

SEBI: Exempts Govt. from Takeover Code compliance for capital infusion under Basel-III in UBI

Oct 07, 2016
  • Citation Number : LSI-1242- SEBI-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Penalises proprietor for providing ‘investment advisory services’ sans SEBI-registration, relies on bank-statements for scrutiny

Oct 07, 2016
  • Citation Number : LSI-1241- SEBI-2016-(MUM)