( 8629 results )
Supreme Court Securities Law

SC: Restores SEBI’s penalty for Takeover Code violation; Interprets ‘Offer Period’ vis-à-vis Share Purchase Agreement

Dec 06, 2016
  • Citation Number : LSI-1302-SC-2016-(NDEL)
High Court Companies Act

HC: Nominee’s right against deceased’s shares not absolute, vesting with ‘legal heir’; Upholds Single Judge order

Dec 05, 2016
  • Citation Number : LSI-1301-HC-2016-(BOM)
High Court Securities Law

HC: Gross negligence' 'professional misconduct' of Statutory Auditor issuing false IPO certification, costs him ICAI members

Dec 01, 2016
  • Citation Number : LSI-1299-HC-2016-(AP)
Securities & Exchange Board of India Securities Law

SEBI: Grants open-offer exemption to private family trust for acquiring 11.54% shares in Pudumjee Pulp

Nov 30, 2016
  • Citation Number : LSI-1298- SEBI-2016-(MUM)
Securities Appellate Tribunal Securities Law

SAT: Dismisses Lead Manager’s appeal, affirms SEBI’s jurisdiction over GDR issue; Interprets ‘fraud’ under PFUTP Regulations

Nov 28, 2016
  • Citation Number : LSI-1297-SAT-2016-(MUM)
Securities Appellate Tribunal Securities Law

SAT: SEBI’s 2 year inaction results restraining order modification for PFUTP Regulations & Insider Trading Code violation

Nov 23, 2016
  • Citation Number : LSI-1295-SAT-2016-(MUM)
Supreme Court Foreign Exchange Laws

SC: Sets aside Bombay HC judgment in Hubtown on ‘colourable device’ aided debenture transaction

Nov 16, 2016
  • Citation Number : LSI-1289-SC-2016-(NDEL)
Supreme Court Securities Law

SC: Dismisses Acquirer’s appeal, Rules on parameters for Open Offer withdrawal under Takeover Code

Nov 10, 2016
  • Citation Number : LSI-1283-SC-2016-(NDEL)
National Company Law Tribunal Companies Act

NCLT: Directs Transferee Co. to attend Transferor Co.’s compounding matter for not enclosing proper Annual Accounts

Nov 08, 2016
  • Citation Number : LSI-1279-NCLT-2016-(BAN)
National Company Law Tribunal Companies Act

NCLT: Imposes compounding fees for 1,620-days delay in intimating director’s appointment to Registrar

Nov 08, 2016
  • Citation Number : LSI-1278-NCLT-2016-(BAN)
National Company Law Tribunal Companies Act

NCLT: Imposes compounding fees on director for delayed intimation of share allotment

Nov 08, 2016
  • Citation Number : LSI-1277-NCLT-2016-(BAN)
Securities & Exchange Board of India Securities Law

SEBI: Observes stock-tips & investment advice without registration, issues interim restraint order

Nov 08, 2016
  • Citation Number : LSI-1276- SEBI-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Dismisses oppression-mismanagement petition for ‘racking-up’ old issues, interprets ‘limitation period’ under Cos. Act, 2013

Nov 07, 2016
  • Citation Number : LSI-1275-NCLT-2016-(NDEL)
National Company Law Tribunal Companies Act

NCLT: Observes ‘glaring’ discrepancies in minutes of meeting, cites ‘tampering of records’, directs investigation

Nov 04, 2016
  • Citation Number : LSI-1274-NCLT-2016-(NDEL)
Securities & Exchange Board of India Securities Law

SEBI: Equity holding determines ‘Control’; MD tripling stake in Merchant Banking co. requires prior-permission

Nov 02, 2016
  • Citation Number : LSI-1272- SEBI-2016-(MUM)
National Company Law Tribunal Companies Act

NCLT: Levies compounding-fees for delay in holding AGM due to Regd. Office shifting & server’s technical problems

Oct 27, 2016
  • Citation Number : LSI-1269-NCLT-2016-(BAN)
National Company Law Tribunal Arbitration

NCLT: Dismisses arbitration application challenging maintainability of 397-398 petition, ‘arbitral tribunal’ inappropriate forum

Oct 27, 2016
  • Citation Number : LSI-1268-NCLT-2016-(CHE)
Securities & Exchange Board of India Securities Law

SEBI: Debars vanishing cos., promoter/directors from fund-raising & dealing in securities market for 5-years

Oct 26, 2016
  • Citation Number : LSI-1267- SEBI-2016-(MUM)
Securities & Exchange Board of India Securities Law

SEBI: Directs refund to 214 allottees for violating IPO norms, interprets SEBI circular prescribing exit route

Oct 26, 2016
  • Citation Number : LSI-1266- SEBI-2016-(MUM)
High Court Companies Act

HC: Sec. 108 compliance not mandatory for ‘share transfer’ u/s 391-394, upholds CLB order

Oct 21, 2016
  • Citation Number : LSI-1265-HC-2016-(CAL)