( 8168 results )

SEBI: Directs unregistered financial-advisory firm to refund client’s fees for providing IA services

  • Citation Number : LSI-655- SEBI-2022(MUM)

SC: Dispute arising out of lease non-renewal, ‘arbitrable’; Appoints Arbitrator, quashes HC-order

  • Citation Number : LSI-654-SC-2022(NDEL)

SEBI: ‘Wilful defaulter’ merchant-banker detrimental to integrity of securities market, suspends registration

  • Citation Number : LSI-653- SEBI-2022(MUM)

SC: Karti P Chidambaram vs The Directorate of Enforcement

  • Citation Number : LSI-650-SC-2022(NDEL)

HC: Grants bail to CA accused of ‘fraud’ in conducting Bhushan Steel’s stock audit

  • Citation Number : LSI-649-HC-2022(DEL)

NCLAT: Dismisses 'belated' challenge to implementation of approved resolution plan, absent "fraudulent misrepresentation"

  • Citation Number : LSI-648-NCLAT-2022(NDEL)

SEBI: Restrains Company, promoters from market for ‘manipulative acts’, making incorrect statements, benefitting personally

  • Citation Number : LSI-644- SEBI-2022(MUM)

HC: Quashes ED orders freezing co.’s accounts under PMLA, absent ‘reasons’ for action

  • Citation Number : LSI-643-HC-2022(CAL)

IBBI: Observing non-compliance, directs IP to undergo pre-registration course, work as intern with senior

  • Citation Number : LSI-642-IBBI-2022(NDEL)

SEBI: Penalizes IA for non-segregation of Investment Advisor activities, failure to maintain infrastructure

  • Citation Number : LSI-641- SEBI-2022(MUM)

IBBI: Condemns IP for "unprofessional approach', suspends registration for hiring 'CIRP Consultant'

  • Citation Number : LSI-640-IBBI-2022(NDEL)

NCLAT: Quashes NCLT order initiating CIRP against real-estate developer despite settlement with creditor

  • Citation Number : LSI-638-NCLAT-2022(NDEL)

SEBI: Portfolio Manager along with its acquirer client ‘deemed to be’ PACs

  • Citation Number : LSI-637- SEBI-2022(MUM)

SC: Larger bench to decide on ‘double jeopardy’ in cheque dishonour proceedings

  • Citation Number : LSI-634-SC-2022(NDEL)

NCLAT: Moratorium no bar for initiating proceedings against RP, Suspended Directors for fraudulent transactions

  • Citation Number : LSI-632-NCLAT-2022(NDEL)

SAT: Reduces SEBI’s ‘excessive’ penalty on stock broker for non-compliance of Circulars

  • Citation Number : LSI-630-SAT-2022(MUM)

SAT: Upholds SEBI orders barring, penalizing Director, Dy. Chairman for insider trading

  • Citation Number : LSI-629-SAT-2022(MUM)