( 9391 results )
Securities Appellate Tribunal

SAT: Quashes SEBI-order penalising Mukesh Ambani for manipulative-trades in RPL shares, absent "complicity, vicarious liability"

  • Citation Number : LSI-1129-SAT-2023(MUM)
Securities Appellate Tribunal

SAT: Directs SEBI to reconsider Rs. 25 cr. penalty imposed for fraudulent GDR issuance

  • Citation Number : LSI-1128-SAT-2023(MUM)
High Court

HC: Can extend Arbitrator’s mandate even after expiry of extended 180-day period

  • Citation Number : LSI-1127-HC-2023(BOM)
High Court

HC: “Disciplinary proceedings are in personam”; Rejects petition seeking action against deceased CA’s firm

  • Citation Number : LSI-1126-HC-2023(DEL)
National Company Law Appellate Tribunal

NCLAT: NFRA has 'retrospective' jurisdiction; Auditing Standards applicable to Branch Audits, dismisses DHFL auditors appeals

  • Citation Number : LSI-1125-NCLAT-2023(NDEL)
National Company Law Tribunal

NCLT: Distribution method adopted by CoC cannot be based on financial creditors’ voting share

  • Citation Number : LSI-1121-NCLT-2023(KOL)
Securities Appellate Tribunal

SAT: SEBI WTM cannot direct ICAI, NFRA to consider action against Auditors absent ‘fraud’

  • Citation Number : LSI-1120-SAT-2023(MUM)
High Court

HC: Lifts Custom-Dept.’s attachment over properties already transferred under SARFAESI, absent ‘first charge’

  • Citation Number : LSI-1119-HC-2023(MAD)
Securities Appellate Tribunal

SAT: Quashes SEBI’s penalty for fraudulent trading citing inordinate delay in SCN issuance

  • Citation Number : LSI-1118-SAT-2023(MUM)
High Court

HC: Dismisses Co.'s petition seeking quashment of investigation initiated by RoC, given Govt.’s authorization

  • Citation Number : LSI-1117-HC-2023(MP)
PMLA Appellate Tribunal

AT PMLA: Rejects waiver of pre-deposit of penalty for FEMA violations, directs full amount deposit

  • Citation Number : LSI-1116-AT PMLA-2023(NDEL)
National Company Law Appellate Tribunal

NCLAT: Affirms NCLT’s resolution-plan rejection given Resolution Applicant’s ineligibility basis fraudulent transactions

  • Citation Number : LSI-1115-NCLAT-2023(NDEL)
Securities Appellate Tribunal

SAT: Directs MCX to frame procedure for initiating penalty imposition proceedings against members

  • Citation Number : LSI-1113-SAT-2023(MUM)
Supreme Court

SC: SC tones down PMLA rigours vis-a-vis Sec. 120-B of IPC, rejects ED’s unconstitutional interpretation

  • Citation Number : LSI-1112-SC-2023(NDEL)
High Court

HC: Quashes ex-parte proceedings initiated by ED for FERA violations, given non-service of notice

  • Citation Number : LSI-1111-HC-2023(DEL)
Securities & Exchange Board of India

SEBI: Imposes 5-year ban, Rs. 30 lakh penalty on IA Wealthit Global’s Owner for misleading investors

  • Citation Number : LSI-1110- SEBI-2023(MUM)
High Court

HC: Mere uploading of IBC Sec. 96 application cannot render ‘interim moratorium’ as operative

  • Citation Number : LSI-1109-HC-2023(KER)
National Company Law Appellate Tribunal

NCLAT: Dismisses appeal by stakeholder holding merely 0.734% challenging entire liquidation process

  • Citation Number : LSI-1107-NCLAT-2023(NDEL)
Securities Appellate Tribunal

SAT: Quashes SEBI’s debarment directions "travelling beyond SCN", against Fund Trustee, others

  • Citation Number : LSI-1105-SAT-2023(MUM)
PMLA Appellate Tribunal

AT PMLA: Allows release of certain documents seized by ED in PMLA-case involving Sterling Biotech

  • Citation Number : LSI-1104-AT PMLA-2023(NDEL)